Brian Lawrence Frank (Brian Frank) – Customer Dispute Filed Involving Financial Advisor/Broker | Recover Investment Losses
Brian Lawrence Frank (Brian Frank) – Customer Dispute Filed Involving Financial Advisor/Broker | Goodman & Nekvasil, P.A. May Recover Investor Losses
Brian Lawrence Frank (Brian Frank) CRD #4573655
Brian Lawrence Frank a/k/a Brian Frank is a previously licensed financial advisor/broker with Ascendant Alternative Strategies and Tripoint Global Equities.
According to Brian Frank’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Brian Frank.
Customer Dispute 8/14/19: This customer dispute is pending and seeks $250,000 in damages.
If you lost any money on investments with Brian Frank, you may be able to recover your losses. If you lost money on investments with Brian Frank and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Brian Frank’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Brian Frank and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 2/3/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.