Brian Roth – Customer Dispute Filed Involving Financial Advisor/Broker Brian Roth | Recover Investment Losses
Brian Roth – Customer Dispute Filed Involving Financial Advisor/Broker Brian Roth | Goodman & Nekvasil, P.A. May Recover Investor Losses
Brian Roth a/k/a Brian Robert Roth is a currently licensed financial advisor/broker with Newbridge Securities Corporation.
According to Brian Roth’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Brian Roth.
Customer Dispute 4/15/20: Customer alleges breach of fiduciary duty, violation of FINRA rules, breach of contract and negligence, and negligent supervision. This customer dispute was settled for $100,000.
If you lost any money on investments with Brian Roth, you may be able to recover your losses. If you lost money on investments with Brian Roth and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Brian Roth’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Brian Roth and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 2/2/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.