Daniel Ray Saur (Daniel Saur) - Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Daniel Saur
Daniel Ray Saur (Daniel Saur) - Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Daniel Saur | Goodman & Nekvasil P.A., May Recover Investor Losses
Daniel Saur is a formerly licensed financial advisor/broker with Kalos Capital, Inc.
According to Daniel Saur’s BrokerCheck Report, two customer disputes alleging sales practice violations against Kevin Dziubela have been filed.
Customer Dispute 1/12/2017: Client alleges inadequate due diligence, recommendations were not suitable, and Kalos Capital did not supervise Daniel Saur. This customer dispute was settled for $60,000.
Customer Dispute 11/9/2015: Client purchased life settlement contracts between November 23, 2009 ($90,000) and January 8, 2010 ($9,330). Client alleges sale of non-registered securities products. This customer dispute was settled for $87,194.80.
If you lost any money on investments with Daniel Saur, you may be able to recover your losses. If you lost money on investments with Daniel Saur and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Daniel Saur’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Daniel Saur and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.