Robert Leo Luley Jr. (Rob Luley) | Customer Disputes Filed Involving Financial Advisor/Broker Rob Luley
Robert Leo Luley Jr. (Rob Luley) – Customer Disputes Filed Involving Financial Advisor/Broker Rob Luley | Goodman & Nekvasil P.A., May Recover Investor Losses
Robert Luley (Rob Luley) Financial Advisor/Broker CRD #4176139
Rob Luley is a licensed financial advisor with Pruco Securities. Rob Luley was previously licensed with Madison Avenue Securities. According to Rob Luley’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Rob Luley.
Customer Dispute 10/20/20: Allegations include unsuitable recommendations of alternative investments. This customer dispute was settled for $66,180.93 in damages.
Customer Dispute 10/13/20: Allegations include unsuitable purchase of GPB Automotive. This customer dispute settled for $101,732.98
Customer Dispute 8/17/20: Allegations include unsuitable recommendation re: GPB Automotive. This customer dispute was settled for $59,015.67.
Customer Dispute 7/20/20: Claimants allege unsuitable recommendation of GPB in Jan 2018. This customer dispute is pending and seeks $70,00 in damages.
Customer Dispute 6/11/20: Claimants allege failure to conduct Due Diligence on several points, unsuitable recommendation, over concentration, misrepresentations and omissions in violation of FINRA and SC regulations in the sale of alternative investments starting in 2014. This customer dispute was settled for $132,535.55 in damages.
Customer Dispute 4/22/20: Claimants allege failure to conduct Due Diligence on several points, unsuitable recommendation, over concentration, misrepresentations and omissions in violation of FINRA regulations in the sale of alternative investments. The client opened their accounts in 2014.
If you lost money on investments with Rob Luley and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Rob Luley’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Rob Luley and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.